SFC Licences of NG Kai Sum 吳啟森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| City Credit Capital (HK) Limited (trading as CIX Markets) | RE | 3 | 12 December 2012 | 28 February 2017 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 19 November 2009 | 06 May 2010 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 25 April 2008 | 03 November 2009 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 19 October 2005 | 05 March 2008 |