SFC Licences of CHAN Hoi Fung 陳凱豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 09 March 2009 10 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 09 March 2009 10 September 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 09 March 2009 10 September 2010
CAIIS Limited RE 4 04 September 2003 03 May 2004
HSBC Trinkaus Investment Management Limited RE 9 01 April 2003 31 July 2003
HSBC Trinkaus Investment Management Limited RE 6 01 April 2003 31 July 2003
HSBC Trinkaus Investment Management Limited RE 4 01 April 2003 31 July 2003