SFC Licences of CHAN Hoi Fung 陳凱豐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 March 2009 | 10 September 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 March 2009 | 10 September 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 March 2009 | 10 September 2010 |
CAIIS Limited | RE | 4 | 04 September 2003 | 03 May 2004 |
HSBC Trinkaus Investment Management Limited | RE | 9 | 01 April 2003 | 31 July 2003 |
HSBC Trinkaus Investment Management Limited | RE | 6 | 01 April 2003 | 31 July 2003 |
HSBC Trinkaus Investment Management Limited | RE | 4 | 01 April 2003 | 31 July 2003 |