SFC Licences of YIP Wing Man, Emily 葉詠雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 27 August 2004 | 17 March 2010 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 10 July 2004 | 03 May 2010 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 10 July 2004 | 29 July 2005 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 18 May 2004 | 06 July 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 06 July 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 27 February 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 27 February 2004 |