SFC Licences of LAM Yuen Man, Sonia 林婉雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 26 April 2004 | 09 March 2005 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 01 April 2003 | 09 March 2005 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 01 April 2003 | 23 April 2004 |