SFC Licences of HSU Shirley Sui-Wei 許穗煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vision Finance Asset Management Limited 睿智金融資產管理有限公司 RE 9 22 October 2020
Vision Finance Asset Management Limited 睿智金融資產管理有限公司 RE 4 22 October 2020
Pine Star Asset Management Limited 高陞資產管理有限公司 RE 9 10 July 2019 01 February 2020
Pine Star Asset Management Limited 高陞資產管理有限公司 RE 4 10 July 2019 01 February 2020
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RE 9 20 February 2017 30 March 2017
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RE 4 20 February 2017 30 March 2017
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RE 4 24 January 2013 20 January 2015
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RO 4 24 July 2012 24 January 2013
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RE 9 21 June 2012 20 January 2015
UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 RE 4 21 June 2012 24 July 2012
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 01 December 2010 01 December 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 01 December 2010 01 December 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 01 December 2010 01 December 2011
Vision Finance International Company Limited 睿智金融國際有限公司 RE 6 10 June 2008 01 December 2010
Vision Finance International Company Limited 睿智金融國際有限公司 RE 1 10 June 2008 01 December 2010
Partners Capital International Limited 博大資本國際有限公司 RE 6 21 June 2005 29 March 2006
Partners Capital International Limited 博大資本國際有限公司 RE 1 03 May 2004 29 March 2006
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 16 June 2003 30 October 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 16 June 2003 30 October 2003
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 RE 1 01 April 2003 13 June 2003