SFC Licences of RATLIFF David Talmadge

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited RO 6 11 May 2022
Wells Fargo Securities Asia Limited RO 4 11 May 2022
Wells Fargo Securities Asia Limited RO 1 11 May 2022
Wells Fargo Securities Asia Limited RE 1 01 April 2022 11 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 10 March 2017 17 December 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 March 2017 17 December 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 2 26 April 2013 05 November 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 23 September 2009 05 November 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 01 April 2003 05 November 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 15 October 2003 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 2 01 April 2003 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 7 01 April 2003 03 August 2005