SFC Licences of LAU Chuen Chung 劉存忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 5 | 13 June 2007 | 13 October 2015 |
| Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 13 June 2007 | 13 October 2015 |
| Hang Seng Securities Limited 恒生證券有限公司 | RO | 1 | 02 February 2006 | 13 October 2015 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RO | 4 | 02 February 2004 | 13 October 2015 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RO | 1 | 02 February 2004 | 13 October 2015 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 01 April 2003 | 02 February 2004 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 01 April 2003 | 02 February 2004 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 6 | 01 April 2003 | 23 December 2003 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 01 April 2003 | 23 December 2003 |