SFC Licences of LO Ching Man, May 盧靜雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 12 September 2008 | 25 September 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 29 September 2003 | 25 September 2011 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 9 | 01 April 2003 | 29 June 2003 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 01 April 2003 | 29 June 2003 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 6 | 01 April 2003 | 29 June 2003 |