SFC Licences of LAU Tin Chu 劉天柱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 22 November 2007 | 01 March 2012 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 22 November 2007 | 01 March 2012 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 04 May 2005 | 08 November 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 May 2005 | 08 November 2007 |
| Realink Financial Trade Limited 滙信理財有限公司 | RE | 2 | 21 April 2004 | 29 April 2005 |
| Realink Financial Trade Limited 滙信理財有限公司 | RE | 1 | 23 February 2004 | 29 April 2005 |
| D.J. Securities Limited 申新證券有限公司 | RE | 4 | 01 April 2003 | 17 December 2003 |
| D.J. Securities Limited 申新證券有限公司 | RE | 6 | 01 April 2003 | 17 December 2003 |
| D.J. Securities Limited 申新證券有限公司 | RE | 9 | 01 April 2003 | 17 December 2003 |
| D.J. Securities Limited 申新證券有限公司 | RE | 1 | 01 April 2003 | 17 December 2003 |