SFC Licences of FUNG Wai Yan 馮慧茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bradbury Securities Limited 源盛證券有限公司 | RO | 4 | 11 March 2014 | |
| Bradbury Securities Limited 源盛證券有限公司 | RO | 1 | 11 March 2014 | |
| China Times Securities Limited 中辰證券有限公司 | RO | 1 | 21 February 2011 | 31 August 2013 |
| Christfund Futures Limited 恒豐期貨有限公司 | RE | 2 | 10 July 2009 | 17 December 2009 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 10 July 2009 | 17 December 2009 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 17 July 2007 | 27 March 2009 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 June 2007 | 27 March 2009 |
| Hang Tai Securities Limited 恒泰證券有限公司 | RE | 1 | 12 May 2006 | 02 January 2007 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 May 2004 | 01 May 2006 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 May 2004 | 01 May 2006 |
| Phoenix Capital Securities Limited 英明證券有限公司 | RE | 1 | 11 August 2003 | 14 October 2003 |