SFC Licences of NEILSON Philip James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RO | 4 | 02 November 2006 | 17 April 2009 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RO | 4 | 01 April 2003 | 15 March 2006 |