SFC Licences of SOHN Bill Eun-seok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 25 September 2013 | 02 June 2016 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 23 July 2013 | 25 September 2013 |
| UBS Securities Asia Limited | RO | 4 | 23 January 2007 | 01 September 2011 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 23 January 2007 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |