SFC Licences of THAM Leung-Hwa

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Allianz Global Investors Hong Kong Limited RE 9 05 March 2007 06 August 2007
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 01 April 2003 01 September 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 4 01 April 2003 03 March 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 6 01 April 2003 03 March 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 9 01 April 2003 03 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 01 April 2003 03 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 6 01 April 2003 01 March 2005