SFC Licences of LAU York Ying, Stella 劉若瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PC Securities Limited 寶鉅證券有限公司 | RE | 1 | 14 July 2014 | 23 January 2015 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 | RE | 9 | 11 April 2013 | 22 April 2014 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 | RE | 4 | 26 September 2012 | 22 April 2014 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 14 August 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 13 December 2005 | 14 August 2012 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 13 December 2005 | 04 January 2012 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 4 | 01 April 2003 | 01 December 2005 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 9 | 01 April 2003 | 01 December 2005 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |