SFC Licences of LAU Chi Yin, Thomas 劉志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| United Gain Investment Limited 聯威投資有限公司 | RO | 9 | 11 October 2021 | |
| United Gain Investment Limited 聯威投資有限公司 | RO | 4 | 11 October 2021 | |
| Jolmo Capital Limited 金碼資本有限公司 | RO | 9 | 23 January 2006 | 31 August 2021 |
| Jolmo Capital Limited 金碼資本有限公司 | RO | 6 | 23 January 2006 | 31 August 2021 |
| Jolmo Capital Limited 金碼資本有限公司 | RE | 4 | 01 April 2005 | 01 April 2005 |
| Jolmo Capital Limited 金碼資本有限公司 | RO | 4 | 31 March 2005 | 31 August 2021 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 6 | 01 April 2003 | 31 March 2005 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 01 April 2003 | 31 March 2005 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 9 | 01 April 2003 | 31 March 2005 |