SFC Licences of TSE Wai Yin, Frederick 謝偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 20 October 2005 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 25 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2004 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 07 October 2003 |