SFC Licences of TSE Wai Yin, Frederick 謝偉賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 20 October 2005
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 25 June 2004
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 25 June 2004
Hong Kong Forex Investment Limited 香港外匯投資有限公司 RE 3 01 April 2003 07 October 2003