SFC Licences of WONG Lai Mei 黃麗媚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GEO Securities Limited 智易東方證券有限公司 RE 1 27 August 2013 28 July 2014
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 23 November 2009 30 September 2010
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RO 4 10 May 2007 15 June 2009
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 17 October 2005 10 May 2007
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 19 March 2004 04 October 2005
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 7 19 March 2004 04 October 2005
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 19 March 2004 04 October 2005
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 6 19 March 2004 26 November 2004
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 09 January 2004 04 October 2005
Angus Moore Limited 安格摩亞投資管理國際有限公司 RE 4 01 April 2003 07 November 2003