SFC Licences of WONG Lai Mei 黃麗媚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 27 August 2013 | 28 July 2014 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 23 November 2009 | 30 September 2010 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RO | 4 | 10 May 2007 | 15 June 2009 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 17 October 2005 | 10 May 2007 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 19 March 2004 | 04 October 2005 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 19 March 2004 | 04 October 2005 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 19 March 2004 | 04 October 2005 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 6 | 19 March 2004 | 26 November 2004 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 09 January 2004 | 04 October 2005 |
Angus Moore Limited 安格摩亞投資管理國際有限公司 | RE | 4 | 01 April 2003 | 07 November 2003 |