SFC Licences of NGAI Yung 倪勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 April 2016 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 September 2007 | 01 April 2016 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 20 May 2003 | 01 September 2007 |