SFC Licences of SOTORP JR Kai Reiner
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 18 February 2014 | 30 June 2014 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 18 February 2014 | 30 June 2014 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 05 April 2013 | 30 June 2014 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 05 April 2013 | 05 October 2013 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 05 April 2013 | 05 October 2013 |