SFC Licences of ALLEN Thomas Lloyd
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RE | 9 | 21 February 2006 | 31 May 2009 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 15 September 2004 | 31 May 2009 |