SFC Licences of LI Kai Yien Arthur Albert 李繼賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 01 March 2006 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 February 2006 | |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 April 2003 | 20 January 2006 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 | RE | 2 | 01 April 2003 | 04 March 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 4 | 01 April 2003 | 30 November 2004 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 6 | 01 April 2003 | 30 November 2004 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 9 | 01 April 2003 | 30 November 2004 |