SFC Licences of HUI Tin Tak, Eddie 許天達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RO 4 15 December 2015 14 November 2016
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RO 1 15 December 2015 14 November 2016
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 29 June 2009 31 August 2016
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 29 June 2009 15 December 2015
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 29 June 2009 15 December 2015
CAIIS Limited RE 1 12 July 2006 13 November 2008
CAIIS Limited RE 4 08 May 2006 13 November 2008
New Trend Futures Limited 創新期貨有限公司 RE 5 20 January 2004 25 October 2004
New Trend Futures Limited 創新期貨有限公司 RE 2 09 January 2004 24 March 2005
Refco Forex Limited RE 3 08 November 2003 30 December 2003
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 30 April 2003 30 December 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 22 April 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 22 April 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 22 April 2003