SFC Licences of HUI Tin Tak, Eddie 許天達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 15 December 2015 | 14 November 2016 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 15 December 2015 | 14 November 2016 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 29 June 2009 | 31 August 2016 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 29 June 2009 | 15 December 2015 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 29 June 2009 | 15 December 2015 |
CAIIS Limited | RE | 1 | 12 July 2006 | 13 November 2008 |
CAIIS Limited | RE | 4 | 08 May 2006 | 13 November 2008 |
New Trend Futures Limited 創新期貨有限公司 | RE | 5 | 20 January 2004 | 25 October 2004 |
New Trend Futures Limited 創新期貨有限公司 | RE | 2 | 09 January 2004 | 24 March 2005 |
Refco Forex Limited | RE | 3 | 08 November 2003 | 30 December 2003 |
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 30 April 2003 | 30 December 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 22 April 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 22 April 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 22 April 2003 |