SFC Licences of KO Chi Kwan 高志鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 2 | 01 July 2022 | 13 September 2022 |
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | 13 September 2022 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 12 April 2019 | 30 June 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 26 March 2019 | 30 June 2022 |
| Original Group Securities Limited 原創集團證券有限公司 | RE | 1 | 10 April 2017 | 01 March 2019 |
| One China Securities Limited 一中證券有限公司 | RE | 2 | 18 February 2008 | 31 March 2017 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 10 January 2008 | 31 March 2017 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 19 June 2006 | 02 January 2008 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 13 April 2006 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 13 May 2004 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |