SFC Licences of KO Chi Kwan 高志鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Stockwell Commodities Limited 常匯商品期貨有限公司
RE 2 12 April 2019
Stockwell Securities Limited 常匯證券有限公司
RE 1 26 March 2019
OX Financial Securities Limited 小牛金服證券有限公司
RE 1 10 April 2017 01 March 2019
One China Securities Limited 一中證券有限公司
RE 2 18 February 2008 31 March 2017
One China Securities Limited 一中證券有限公司
RE 1 10 January 2008 31 March 2017
Huarong International Securities Limited 華融國際證券有限公司
RE 1 19 June 2006 02 January 2008
Stockwell Securities Limited 常匯證券有限公司
RE 1 01 April 2003 13 April 2006
Stockwell Securities Limited 常匯證券有限公司
RE 4, 6, 9 01 April 2003 13 May 2004
Stockwell Securities Limited 常匯證券有限公司
RE 7 01 April 2003 07 July 2003