SFC Licences of LAW Wing Chi, Wendy 羅穎芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 13 June 2005 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 13 June 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |