SFC Licences of CHAN Yim 陳彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 15 December 2011 | |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 15 December 2011 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 08 May 2009 | 07 December 2011 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 June 2006 | 07 December 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 June 2006 | 07 December 2011 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 21 October 2004 | 12 June 2006 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 04 September 2003 | 12 June 2006 |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 04 September 2003 | 31 January 2006 |
Celestial Commodities Limited 時富商品有限公司 | RE | 5 | 01 April 2003 | 04 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 04 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 04 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 04 September 2003 |
Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 04 September 2003 |
Celestial Commodities Limited 時富商品有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 01 April 2003 | 04 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 04 September 2003 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 April 2003 | 04 September 2003 |