SFC Licences of SASAKI Shinichi 佐佐木伸一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 June 2022 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 19 December 2014 | 15 June 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 24 April 2014 | 19 December 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 21 July 2008 | 24 April 2011 |