SFC Licences of POON Yeuk Wan, Carolyn 潘若韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aetas Global Markets Limited | RE | 1 | 04 September 2015 | 22 November 2022 |
| HSBC Securities (Asia) Limited | RE | 4 | 26 July 2003 | 12 November 2005 |