SFC Licences of MAK Wing Yan 麥詠欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hao Advisors Management Limited | RE | 9 | 12 March 2024 | |
Neo-Criterion Capital Limited 開域資本有限公司 | RO | 9 | 15 June 2022 | 29 February 2024 |
Neo-Criterion Capital Limited 開域資本有限公司 | RE | 9 | 06 January 2022 | 15 June 2022 |
Prime Capital Management Company Limited 湧金資產管理有限公司 | RE | 9 | 13 May 2014 | 31 December 2021 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 03 April 2009 | 10 July 2011 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 04 August 2008 | 10 July 2011 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 February 2004 | 15 August 2005 |