SFC Licences of LU Zhuohui 盧卓輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 16 April 2020 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 16 April 2020 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 24 January 2019 | 16 April 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 December 2018 | 16 April 2020 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 14 August 2015 | 16 October 2018 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 30 December 2003 | 21 July 2015 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 01 April 2003 | 21 July 2015 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 01 April 2003 | 21 July 2015 |
| Chief Securities Limited 致富證券有限公司 | RE | 6 | 01 April 2003 | 14 March 2005 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 01 April 2003 | 14 March 2005 |
| Chief Securities Limited 致富證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |