SFC Licences of LAM Ping Fun 林秉勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2010 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 August 2010 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 30 April 2010 | 22 July 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 April 2010 | 22 July 2010 |
| Refco Forex Limited | RE | 3 | 01 June 2005 | 10 February 2006 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 28 July 2003 | 02 December 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 17 July 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 17 July 2003 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 17 July 2003 |