SFC Licences of LIAO Cheng Shu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司	RO	9	11 February 2010	31 December 2010
AXA China Region Investment Services Limited 安盛投資服務有限公司	RO	9	11 February 2010	31 December 2010
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	1	21 July 2005	18 February 2011
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	9	16 June 2004	18 February 2011
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	5	16 June 2004	18 February 2011
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	4	16 June 2004	18 February 2011
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RO	1	16 June 2004	18 February 2011
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	9	16 June 2004	18 February 2011
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	5	16 June 2004	18 February 2011
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RO	4	16 June 2004	18 February 2011