SFC Licences of HARDMAN Thomas Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | 1 | 07 April 2010 | 13 July 2012 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 01 April 2003 | 07 April 2010 |
| BGC Securities (Hong Kong) LLC | RE | 9 | 01 April 2003 | 05 August 2004 |
| BGC Securities (Hong Kong) LLC | RE | 6 | 01 April 2003 | 05 August 2004 |
| BGC Securities (Hong Kong) LLC | RE | 4 | 01 April 2003 | 05 August 2004 |