SFC Licences of ZHA Xiangyang 查向阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 18 December 2003 | 01 April 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 December 2003 | 01 April 2008 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 21 August 2003 | 22 August 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RO | 1 | 01 April 2003 | 21 August 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RO | 4 | 01 April 2003 | 21 August 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RO | 6 | 01 April 2003 | 21 August 2003 |