SFC Licences of WONG Tsin Man 王芊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 31 July 2006 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 31 July 2006 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 22 July 2006 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 April 2003 | 22 July 2006 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 01 April 2003 | 31 May 2004 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 7 | 01 April 2003 | 31 May 2004 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 31 May 2004 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 01 April 2003 | 31 May 2004 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 01 April 2003 | 31 May 2004 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 7 | 01 April 2003 | 31 May 2004 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 31 May 2004 |