SFC Licences of MOK Wai Yin 莫慧賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 9 | 27 June 2013 | |
| LGT Investment Management (Asia) Limited | RE | 4 | 27 June 2013 | |
| LGT Investment Management (Asia) Limited | RE | 1 | 27 June 2013 | |
| Julius Baer (Hong Kong) Limited | RE | 9 | 08 March 2011 | 31 December 2011 |
| Julius Baer (Hong Kong) Limited | RE | 4 | 29 September 2010 | 31 December 2011 |
| Julius Baer (Hong Kong) Limited | RE | 1 | 29 September 2010 | 31 December 2011 |
| LGT Investment Management (Asia) Limited | RE | 9 | 14 June 2010 | 17 September 2010 |
| LGT Investment Management (Asia) Limited | RE | 4 | 14 June 2010 | 17 September 2010 |
| LGT Investment Management (Asia) Limited | RE | 1 | 14 January 2005 | 17 September 2010 |