SFC Licences of AU YEUNG Yuk Hang 歐陽煜恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 29 September 2010 31 May 2021
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 2 29 September 2010 28 July 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 02 September 2010 31 May 2021
Quam Securities Limited 華富建業證券有限公司 RE 9 15 April 2010 18 August 2010
Quam Securities Limited 華富建業證券有限公司 RE 4 18 March 2010 18 August 2010
Quam Securities Limited 華富建業證券有限公司 RE 2 18 March 2010 18 August 2010
Quam Securities Limited 華富建業證券有限公司 RE 1 18 March 2010 18 August 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 27 February 2009 28 February 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 1 27 February 2009 28 February 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 27 February 2009 28 February 2010
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 9 08 April 2005 27 February 2006
Cinda International Securities Limited 信達國際證券有限公司 RE 1 03 October 2003 27 February 2006
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 18 June 2003 27 February 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 11 April 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 11 April 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 11 April 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 11 April 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 11 April 2003