SFC Licences of LAU Hing Chung, Wilfred 劉慶中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 14 May 2010 | 20 March 2012 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 14 May 2010 | 20 March 2012 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 14 May 2010 | 20 March 2012 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 27 August 2004 | 12 June 2007 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 01 April 2003 | 12 June 2007 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 01 April 2003 | 12 June 2007 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 7 | 01 April 2003 | 27 April 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |