SFC Licences of YIP Kwok Lueng 葉國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 05 March 2008 | 17 May 2010 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 05 August 2005 | 07 August 2007 |
Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 03 August 2005 | 07 August 2007 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 19 July 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 27 February 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 27 February 2004 |