SFC Licences of YIP Kwok Lueng 葉國良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 2 05 March 2008 17 May 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 05 August 2005 07 August 2007
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 03 August 2005 07 August 2007
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 19 July 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 27 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 27 February 2004