SFC Licences of LAU Cheung Ka, Daniel 劉長加
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
RE | 4, 9 | 15 December 2016 | 22 July 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1, 4 | 07 March 2014 | 02 March 2016 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5 | 07 March 2014 | 02 March 2016 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RE | 1, 4 | 23 February 2011 | 03 October 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RE | 1 | 23 February 2011 | 03 October 2012 |
| Orient Securities Limited 東方匯財證券有限公司 |
RE | 1 | 22 March 2010 | 07 February 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RE | 5 | 14 August 2008 | 23 January 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RE | 3 | 17 May 2007 | 23 January 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RE | 2 | 27 February 2007 | 23 January 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RE | 1 | 27 February 2007 | 23 January 2009 |