SFC Licences of LAU Cheung Ka, Daniel 劉長加

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司
RE 4, 9 15 December 2016 22 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 07 March 2014 02 March 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 07 March 2014 02 March 2016
KGI Wealth Management Limited 凱基財富管理有限公司
RE 1, 4 23 February 2011 03 October 2012
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 23 February 2011 03 October 2012
Orient Securities Limited 東方匯財證券有限公司
RE 1 22 March 2010 07 February 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 5 14 August 2008 23 January 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 3 17 May 2007 23 January 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 27 February 2007 23 January 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 27 February 2007 23 January 2009