SFC Licences of YAM Tsz Man 任子文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Management Limited 嘉德投資管理有限公司 RO 9 20 January 2023 17 March 2024
Capital Management Limited 嘉德投資管理有限公司 RE 9 04 January 2023 20 January 2023
MTI Management (HK) Limited (trading as Megatrust Investment (HK)) RO 9 15 June 2021 15 October 2022
MTI Management (HK) Limited (trading as Megatrust Investment (HK)) RO 4 15 June 2021 15 October 2022
Granville Financial Services Company Limited 均富金融服務有限公司 RE 1 12 September 2018 31 May 2021
Granville Financial Services Company Limited 均富金融服務有限公司 RO 9 21 November 2017 31 May 2021
Dakin Asset Management Limited 德健資產管理有限公司 RO 9 14 February 2017 10 November 2017
Dakin Securities Limited 德健證券有限公司 RE 1 14 February 2017 10 November 2017
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 9 22 January 2014 13 February 2017
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 22 January 2014 13 February 2017
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 9 18 February 2013 01 October 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 4 18 February 2013 01 October 2013
China Shenghai Investment Management Limited 中國盛海投資管理有限公司 RE 1 18 February 2013 01 October 2013
Blossomhill Investment Limited 豐碩投資有限公司 RE 9 29 April 2011 16 January 2013
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 01 April 2003 24 July 2003
Oriental Patron Asia Limited 東英亞洲有限公司 RE 9 01 April 2003 24 July 2003
Oriental Patron Asia Limited 東英亞洲有限公司 RE 4 01 April 2003 24 July 2003