SFC Licences of YIM Siu Hong 嚴兆航

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wynson Asset Management Limited 永昇資產管理有限公司 RO 9 02 January 2019
Wynson Asset Management Limited 永昇資產管理有限公司 RO 4 02 January 2019
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 9 30 October 2017 15 December 2018
Easy Fund Management Company Limited 易昇基金管理有限公司 RO 4 30 October 2017 15 December 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 15 October 2010 06 March 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 15 October 2010 06 March 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 October 2010 06 March 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 27 March 2009 01 October 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 16 May 2008 01 October 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 July 2006 01 October 2010
Quam Securities Limited 華富建業證券有限公司 RE 1 05 February 2005 06 July 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 November 2003 28 December 2004
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 01 April 2003 17 April 2003
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 01 April 2003 17 April 2003