SFC Licences of RUDD Benjamin Jeremy Kenneth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | 4, 5, 9 | 20 July 2010 | 10 March 2014 |
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 4, 9 | 17 March 2009 | 20 July 2010 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RE | 4 | 01 April 2003 | 01 August 2005 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RE | 6, 9 | 01 April 2003 | 24 September 2004 |