SFC Licences of TONG Wai Ming, Vivia 唐慧明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Avanta Investment Management Limited 安永達投資管理有限公司 RO 9 29 June 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RO 4 29 June 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 29 May 2023 29 June 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 29 May 2023 29 June 2023
TVC Management Limited RO 9 24 January 2018 09 February 2023
TVC Management Limited RO 4 24 January 2018 09 February 2023
TVC Management Limited RE 9 12 September 2017 24 January 2018
TVC Management Limited RE 4 12 September 2017 24 January 2018
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 25 January 2008 24 January 2009
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 25 January 2008 24 January 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 16 December 2004 07 September 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 4 01 April 2003 07 May 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 01 April 2003 07 May 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 9 01 April 2003 07 May 2004