SFC Licences of LOK Lo 樂璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 11 January 2010 | 30 April 2011 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 11 January 2010 | 30 April 2011 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 16 March 2006 | 21 October 2009 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 17 January 2006 | 21 October 2009 |