SFC Licences of LI Tze Man 李芷敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 18 July 2006 | 11 October 2008 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 June 2006 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 June 2006 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 1 | 01 April 2003 | 30 June 2006 |