SFC Licences of SHEA Sze Wai, Anita 佘思慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 4 | 21 September 2015 | 30 January 2016 |
| LGT Investment Management (Asia) Limited | RE | 1 | 21 September 2015 | 30 January 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 November 2011 | 02 November 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 November 2011 | 02 November 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 November 2011 | 02 November 2012 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 July 2004 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 26 July 2004 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 05 May 2004 |