SFC Licences of CHAN Yiu Wing 陳耀榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 27 March 2020 | 31 December 2021 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 01 March 2010 | 18 September 2019 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 01 March 2010 | 18 September 2019 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 01 March 2010 | 18 September 2019 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 01 March 2010 | 30 August 2011 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 02 March 2009 | 12 February 2010 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 11 September 2007 | 12 February 2010 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 01 April 2003 | 12 February 2010 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 01 April 2003 | 01 January 2006 |