SFC Licences of KIM Joel

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dimensional Hong Kong Limited RE 1 30 August 2019 06 September 2019
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 28 November 2012 13 May 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 28 November 2012 13 May 2016
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 28 November 2012 13 May 2016
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 28 November 2011 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 28 November 2011 31 December 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 28 November 2011 31 December 2014
NNIP Hong Kong Limited RO 9 24 February 2010 14 October 2011
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 9 05 October 2004 14 October 2011
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 4 05 October 2004 14 October 2011
NNIP Hong Kong Limited RE 1 05 January 2004 14 October 2011
NNIP Hong Kong Limited RE 9 05 January 2004 24 February 2010
NNIP Hong Kong Limited RE 4 10 June 2003 14 October 2011