SFC Licences of HUANG Cliff Stevens 黃子明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 4 | 12 August 2013 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RO | 1 | 12 August 2013 | |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 30 May 2013 | 12 August 2013 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 30 May 2013 | 12 August 2013 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RO | 1 | 22 July 2009 | 05 April 2013 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 | RO | 4 | 22 July 2009 | 12 August 2011 |
| Knight Libertas (Asia) Limited | RO | 4 | 23 January 2008 | 14 January 2010 |
| Knight Libertas (Asia) Limited | RO | 1 | 23 January 2008 | 14 January 2010 |
| DebtTraders, Limited - In Liquidation | RE | 1 | 08 March 2004 | 16 September 2004 |
| DebtTraders, Limited - In Liquidation | RE | 6 | 01 April 2003 | 27 December 2003 |
| DebtTraders, Limited - In Liquidation | RE | 9 | 01 April 2003 | 27 December 2003 |
| DebtTraders, Limited - In Liquidation | RE | 1 | 01 April 2003 | 27 December 2003 |
| DebtTraders, Limited - In Liquidation | RE | 4 | 01 April 2003 | 27 December 2003 |