SFC Licences of NAUGHTON Thomas Edmund Wyville
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPARX Asia Investment Advisors Limited | RE | 9 | 31 August 2009 | 19 October 2009 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 31 August 2009 | 19 October 2009 |
| SPARX Asia Investment Advisors Limited | RO | 9 | 19 March 2007 | 31 August 2009 |
| SPARX Asia Investment Advisors Limited | RO | 4 | 19 March 2007 | 31 August 2009 |
| SPARX Asia Investment Advisors Limited | RE | 9 | 05 January 2006 | 19 March 2007 |
| SPARX Asia Investment Advisors Limited | RE | 4 | 22 April 2004 | 19 March 2007 |